Below are rules scheduled to review as part of the 5-year rule review process. This is not the exclusive listing of rules that the department could potentially seek to change, but are those that fall within the 5-year rule review. The department welcomes comment on the rules listed below. You can submit your comments by emailing ecomment@insurance.ohio.gov. Thank you for taking the time to review and/or comment on these rules.
Important dates for the 2019 5-year rule review rules that were amended:
- Public Rule Hearing
- Date: September 30, 2019
- Time: 9:00am
- Location: Ohio Department of Insurance, 50 West Town Street, Suite 300, Room 601, Columbus, Ohio 43215
- JCARR Meeting October 28, 2019 (Date subject to change, please go to JCARR site for up to date information)
- Final File Date: November 4, 2019
- Effective Date: November 14, 2019
- Next Review Date: August 29, 2024
| RULE |
TITLE |
PROPOSED CHANGE |
| 3901-1-01 |
Public notice of publication. |
No change |
| 3901-1-05 |
Insider trading - instructions and forms. |
Amend |
| 3901-1-64 |
Medical liability data collection. |
No change |
| 3901-1-65 |
Medical malpractice annual filing requirements. |
No change |
| 3901-2-01 |
Application of Chapter 3901-2 of the Administrative Code. |
Amend |
| 3901-2-02 |
Definitions. |
No change |
| 3901-2-03 |
Solicitations to which Chapter 3901-2 of the Administrative Code applies. |
No change |
| 3901-2-04 |
Information to be furnished security holders. |
No change |
| 3901-2-05 |
Requirements as to proxy. |
No change |
| 3901-2-06 |
Presentation of information in proxy statement. |
No change |
| 3901-2-07 |
Materials required to be filed. |
No change |
| 3901-2-08 |
Mailing communications for security holders. |
Amend |
| 3901-2-09 |
Proposals of security holders. |
No change |
| 3901-2-10 |
False or misleading statements. |
No change |
| 3901-2-11 |
Prohibition of certain solicitations. |
No change |
| 3901-2-12 |
Special provisions applicable to election contests. |
No change |
| 3901-2-13 |
Information to be contained in proxy statement. |
Amend |
| 3901-2-14 |
Information to be included in statements files by or on behalf of a participant (other than the issuer) in a proxy solicitation in an election contest. |
No change |
| 3901-2-15 |
Information required in information statement. |
No change |
| 3901-3-05 |
Valuation of investments. |
No change |
| 3901-3-12 |
Derivative use plan. |
No change |
| 3901-3-18 |
NAIC manuals. |
Amend |
| 3901-5-01 |
Agent continuing education. |
Amend |
| 3901-5-02 |
Continuing education provider. |
Amend |
| 3901-5-03 |
Continuing education course. |
Amend |
| 3901-5-04 |
Continuing education market practices/audit. |
Amend |
| 3901-5-05 |
Agent education violations. |
Amend |
| 3901-5-06 |
Agent education fees. |
No change |
| 3901-5-07 |
Regulation of agent pre-licensing education. |
Amend |
| 3901-5-09 |
Agent licensing and appointments. |
Amend |
| 3901-8-04 |
Accreditation of independent review organization. |
Amend |
| 3901-8-10 |
Notice of public hearing on rates for individual sickness and accident insurance. |
No change |
| 3901-8-12 |
Open enrollment. |
Amend |
| 3901-11-01 |
Captive insurance company application. |
No change |
| 3901-11-02 |
Additional capital and surplus required. |
No change |
| 3901-11-03 |
Auditor appointment, audited financial statements, actuarial opinion, and annual statements. |
Amend |
| 3901-11-04 |
Notification of materially misstated financial condition. |
No change |
| 3901-11-05 |
Special purpose financial captive alternative reserve methodologies. |
No change |
| 3901-11-06 |
Capital and surplus requirements for life insurance companies ceding to special purpose financial captive insurance company and for special purpose financial captive insurance companies. |
No change |
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